University Disclosure

Disclosure of External Interests and Commitments

Stony Brook University is committed to the principles of academic freedom, open scientific inquiry, and responsible stewardship of research. Faculty, staff, and students are encouraged to engage in external professional activities that advance research, scholarship, innovation, education, and public service.

Transparency is fundamental to maintaining research integrity, research security, and public trust. University policy and sponsor requirements require certain individuals to disclose external interests, commitments, appointments, affiliations, research support, and participation in certain foreign talent recruitment programs. These disclosures allow the University to evaluate potential conflicts, satisfy sponsor requirements, and support responsible research.

This page explains who must disclose, what must be disclosed, and how to submit and maintain a Disclosure Profile. Information regarding Conflict of Interest, Conflict of Commitment, and Foreign Talent Recruitment Programs is available on their respective webpages.

Disclosure of External Interests and Commitments Policy

revised October 2025


Disclosure Requirements

University policy requires certain individuals to disclose external interests, professional activities, appointments, affiliations, research support, and participation in Foreign Talent Recruitment Programs. These disclosures help the University identify and appropriately manage potential conflicts of interest and commitment, comply with sponsor requirements, and support responsible research.


Annual Disclosure Required 

The following individuals are required to maintain an annual Disclosure Profile and certify its accuracy each year.

  • Salaried faculty
  • Researchers (salaried and non-salaried)
  • Executive/senior leadership
  • Other personnel who advise on, negotiate or approve, on behalf of the University, transactions, arrangements or agreements with external parties involving the use of University resources.

See Definitions for more information 


Situational Disclosure Required 

Certain individuals who are not required to complete an annual Disclosure Profile may still be required to submit a disclosure in specific circumstances.

This includes Research Foundation personnel who perform work on sponsored projects but are not primarily responsible for the design, conduct, or reporting of research, such as:

  • Postdoctoral associates
  • Research scientists
  • Technicians
  • Veterinarians
  • Graduate students
  • Undergraduate students
  • Other project personnel (e.g., secretaries, animal caretakers, draftsmen)

These individuals are required to submit a Disclosure Profile only if they have a foreign external interest or activity related to their institutional responsibilities, including participation in a Foreign Talent Recruitment Program.


 What to Disclose

Disclosure Profile Guidance Flyer

All financial, personal and professional interests, activities and relationships that you or an immediate family member have with any non-University entities that create, or could be perceived to create, a conflict of interest or commitment that:

  • Might be reasonably perceived to be related to your institutional responsibilities; or
  • May otherwise present a conflict of interest or conflict of commitment, or the perception of such a conflict, with your duties to the University.

The following is a non-exhaustive list of the types of external interests and commitments of individuals and their immediate family members, whether located in the U.S. or outside of the U.S., that must be disclosed:

  • External paid and unpaid positions/obligations at institutions other than Stony Brook, including: current relationships, relationships that occurred during the previous 12 months, and any anticipated future relationships, whether located in the U.S. or outside of the U.S.
  • External resources/support provided by entities other than Stony Brook or Research Foundation for SUNY (e.g.: payments or remunerations, provision of or support for laboratory or other facilities, gifts, equity holdings or ownership, and sponsored travel).
  • Relationship with an external organization (e.g.: research, consulting, sponsored travel, equity in external company, etc.).
  • Intellectual property rights and interests.
  • Participation in Foreign Talent Recruitment Program


How to Disclose

Individuals required to disclose must establish and maintain a Disclosure Profile through the myResearch portal. The Disclosure Profile serves as the University's centralized record of an individual's external interests, commitments, appointments, affiliations, research support, and other reportable activities. Once established, it should be maintained throughout the year by updating new or anticipated reportable activities within 30 days of becoming aware of the reportable activity or commitment.

How to Complete Your Disclosure Profile in myResearch 

Annual Disclosure 

Create a Disclosure Profile:  Create a  Disclosure Profile through the myResearch portal.

Maintain a Disclosure Profile:  Maintain their Disclosure Profile by modifying their profile to account for new or anticipated external interests and/or commitments within 30 days of acquiring knowledge of such external interests and/or commitments.

Annual Disclosure Profile Certification:  Certify to the completeness and accuracy of their profile at least annually which includes during the annual disclosure period. 

Note: This Annual Disclosure Profile Certification is separate from the annual NYS Financial Disclosure Statement that is submitted to the NYS Joint Commission on Public Ethics (JCOPE) by filers.   Some individuals may be required to submit under both disclosure processes.

Situational Disclosure 

Individuals who are not required to complete an annual Disclosure Profile but who meet the situational disclosure criteria should contact the Office of Research Security to establish a Disclosure Profile through the myResearch portal. Once a profile has been established, disclosures must be updated within 30 days of acquiring knowledge of a new or anticipated reportable interest or commitment.


When to Disclose

The annual filing period is May 1 to May 31. Updates to a Disclosure Profile must be made within 30 days of acquiring knowledge of a new or anticipated reportable interest or commitment.


What Happens After I Submit My Disclosure? 

ORS conducts an administrative review of each disclosure to determine whether additional evaluation or coordination is required. Most disclosures require no additional action beyond appropriate transparency and documentation. When appropriate, ORS may request additional information, coordinate review with other University offices, or refer a matter for review under the University's Conflict of Interest or Conflict of Commitment programs.


 

Resources 

Newsletters 

April 2024:  External Interests and Disclosure Newsletter: Submitting your SBU Annual Disclosure Certification


Frequently Asked questions

Visit the FAQs for more information


Learn More 

Related Policies 


Special Instructions for those not listed under "Who Must Disclose" 

RF employees not required to complete an Annual Disclosure Certification should report any potential or real conflict of interests or commitments to  ovpr_coi_admin@stonybrook.edu 

NYS employees not required to complete an Annual Disclosure Profile Certification or a JCOPE filing who have questions as to whether or not they have a situation which would be deemed a conflict of interest or conflict of commitment should have a conversation first with their supervisor, and if further guidance is needed, Human Resources Services  (HRS) may be contacted at HRS_Ethics@stonybrook.edu.


Questions?

If you have questions about your disclosure obligations or are unsure whether an activity must be disclosed, contact the Office of Research Security (ORS) before engaging in the activity or submitting a proposal.

Early consultation helps ensure compliance with University and sponsor requirements while supporting productive research, scholarship, and collaboration.

Office of Research Security
Email: ovpr_coi_admin@stonybrook.edu